PL EN


Journal
2018 | 1(53) | 135–148
Article title

Nowe rozwiązania regulacyjne – RIA, sandbox, compliance, RegTech – w świetle procesu „inflacji” prawa finansowego

Content
Title variants
EN
New regulatory solutions – RIA, sandbox, compliance, RegTech – in the light of “inflation” of financial regulations
Languages of publication
PL
Abstracts
EN
The author discusses some new regulatory technologies which aim at increasing regulatory and implementation standards in financial services industry. Four types of regulatory technologies are described: Regulatory Impact Assessment (RIA), sandbox, compliance and regulatory technology (RegTech). The author begins with explaining the rationale behind the development of regulatory standards and the scope of legal requirements in financial sector. Next, each regulatory technology is analysed and assessed.
Journal
Year
Issue
Pages
135–148
Physical description
Contributors
  • Doktor hab. nauk ekonomicznych, profesor Uniwersytetu Ekonomicznego w Poznaniu, Wydział Ekonomii, Katedra Polityki Pieniężnej i Rynków Finansowych, specjalista ds. finansów publicznych w Biurze Analiz Sejmowych;, kamilla.marchewka-bartkowiak@sejm.gov.pl
References
  • Alemanno A., Spina A., Nudging legally on the checks and balances of behavioral regulation, „International Journal of Constitutional Law” 2014, nr 2.
  • Call for Input: Supporting the development and adoption of RegTech, Financial Conduct Authority, November 2015.
  • Communication: Completing the Better Regulation Agenda: Better solutions for better results, COM(2017) 651.
  • European Commission, Consultation Document: FinTech: a more competitive and innovative European Financial Sector, 2017.
  • European Commission, Summary of contributions to the Public Consultation on Fintech, 2017.
  • Framework for Internal Control Systems in Banking Organizations, Basel Committee on Banking Supervision, 1998.
  • Funkcje compliance w bankach, KNF, Warszawa 2015.
  • RegTech. Znaczenie innowacji regulacyjnych dla sektora finansowego i państwa, raport FinTech, Poland 2017.
  • Global Risk 2017, Boston Consulting Group. https://www.bing.com/search?q=Global+Risk+2017%2C+Boston+Consulting+Group&go=Wyszukaj&qs=n&form=QBRE.
  • Kaminski P., Robu K., A best-practice model for bank compliance, McKensey, https://www.mckinsey.com/business-functions/risk/our-insights/a-best-practice-model-for-bank-compliance.
  • Komunikat Komisji: Budowa europejskiej gospodarki opartej na danych, COM(2017)9.
  • Marchewka-Bartkowiak K., Nowe zarządzanie publiczne, „INFOS. Zagadnienia Społeczno-gospodarcze” 2014, nr 18(178).
  • Raport Komisji Nadzoru Finansowego z prac zespołu roboczego ds. rozwoju innowacji finansowych (FinTech), listopad 2017 r.
  • Regtech in Financial Services: Technology Solutions for Compliance and Reporting, Institute of International Finance, March 2015.
  • Regulatory handbook 2016, Grant Thornton, https://www.grantthornton.co.uk/insights/financial-services-regulatory-handbook/.
  • Regulatory sandbox, Financial Conduct Authority, November 2015.
  • Regulatory sandbox lessons learned report, Financial Conduct Authority, 2016.
  • Renda A., Impact Assessment in the EU. The State of the Art and the Art of the State, CEPR, 2006.
  • Review Clauses in EU Legislation, A Rolling Check-List, European Parliament, March 2017.
  • OECD Regulatory Policy Outlook 2015, http://www.oecd.org/publications/oecd-regulatory-policy-outlook-2015-9789264238770-en.htm.
  • Zmniejsz formalności – wyraź swoją opinię!, http://ec.europa.eu/smart-regulation/refit/simplification/consultation/consultation_pl.htm#up.
Document Type
Publication order reference
Identifiers
YADDA identifier
bwmeta1.element.desklight-585da66e-9095-462b-958c-48fc5fdbc8ae
JavaScript is turned off in your web browser. Turn it on to take full advantage of this site, then refresh the page.