PRAVIDLÁ VO VZŤAHU KU KLIENTOM PRI REALIZÁCII FINANČNÉHO SPROSTREDKOVANIA A FINANČNÉHO PORADENSTVA V SEKTORE KAPITÁLOVÉHO TRHU

• Authors: Slezáková Andrea

Title variants

EN

Rules in relation to clients within the realisation of financial intermediation and financial advisory in the capital market sector

• Languages of publication: SK

Abstracts

EN

Financial intermediation and financial advisory is undoubtedly influenced by many legislative determinants. The article reflects one of these, represented by a set of rules governing the obligations in relation to clients when performing financial intermediation and financial advisory. The valid legislation allows carrying out financial intermediation and financial advisory in the sectors of insurance or reinsurance, capital market, receiving of deposits, granting credits or consumer credits, supplementary pension saving system and old- age pension saving system. The article focuses on the sector of capital market, where a financial agent and a financial advisor is authorized to perform only in a restricted range of activities. We focus on selected provisions that we believe are essential for financial intermediation and financial in this sector.

Keywords

EN

FINANCIAL INTERMEDIATION; FINANCIAL ADVISORY; CLIENT; CAPITAL MARKET

• Publisher: Institute of State and Law of the Slovak Academy of Sciences
• Journal: Právny obzor. Teoretický časopis pre otázky štátu a práva (Juridical Review. Theoretical journal for the questions of state and law)
• Year: 2016
• Volume: 99
• Issue: 2
• Pages: 89 – 106

Contributors

author

Slezáková Andrea

• Právnická fakulta, UK Bratislava, Bratislava, Slovak Republic